Citation
Yong, Soon Ching
(1997)
The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission.
[Project Paper Report]
Abstract
This paper deals with the securities industry in Malaysia, in particular the Kuala
Lumpur Stock Exchange (KLSE), the new exchange, MESDAQ, which is yet to be
established, and the development of the Securities Commission (SC) as the
regulatory body supervising the development of the capital market in Malaysia
The role of SROs (Self-Regulatory Organisations) will also be examined, in
particular the KLSE. The steps taken to achieve a full-disclosure regulatory
environment will also be examined, in particular the frontline self-regulated
organisations.
The regulatory structure overseeing the capital market in MalaYSia will also be
examined as will the relevant legislation governing the role of the SC , in the
context of law reform and the effectiveness of enforcement actions taken thus far.
The overall benefit of this paper lies in its introductory nature into the securities
industry in Malaysia and its treatment on the KLSE as well as the sc.
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