The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission

Yong, Soon Ching (1997) The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission. Masters project report, Universiti Pertanian Malaysia.

[img] PDF
942Kb

Abstract

This paper deals with the securities industry in Malaysia, in particular the Kuala Lumpur Stock Exchange (KLSE), the new exchange, MESDAQ, which is yet to be established, and the development of the Securities Commission (SC) as the regulatory body supervising the development of the capital market in Malaysia The role of SROs (Self-Regulatory Organisations) will also be examined, in particular the KLSE. The steps taken to achieve a full-disclosure regulatory environment will also be examined, in particular the frontline self-regulated organisations. The regulatory structure overseeing the capital market in MalaYSia will also be examined as will the relevant legislation governing the role of the SC , in the context of law reform and the effectiveness of enforcement actions taken thus far. The overall benefit of this paper lies in its introductory nature into the securities industry in Malaysia and its treatment on the KLSE as well as the sc.

Item Type:Project Paper Report
Subject:Securities industry - Malaysia
Chairman Supervisor:Associate Professor Dr. Shamsher Mohamed, PhD
Call Number:GSM 1997 15
Faculty or Institute:Graduate School of Management
ID Code:7898
Deposited By: Nurul Hayatie Hashim
Deposited On:30 Sep 2010 06:36
Last Modified:25 Jul 2011 05:34

Repository Staff Only: Edit item detail


Universiti Putra Malaysia Institutional Repository

Universiti Putra Malaysia Institutional Repository is an on-line digital archive that serves as a central collection and storage of scientific information and research at the Universiti Putra Malaysia.

Currently, the collections deposited in the IR consists of Master and PhD theses, Master and PhD Project Report, Journal Articles, Journal Bulletins, Conference Papers, UPM News, Newspaper Cuttings, Patents and Inaugural Lectures.

As the policy of the university does not permit users to view thesis in full text, access is only given to the first 24 pages only.